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Other Filings
Filing Description Filing Type Filing Date Event Date  
Regulatory Filing: Depository Call RPT 041 12/4/2017 9/30/2017
Regulatory Filing: Depository Call RPT 041 12/4/2017 6/30/2017
Regulatory Filing: Depository Call RPT 041 12/4/2017 3/31/2017
Regulatory Filing: Depository Call RPT 041 12/4/2017 12/31/2016
8-K 8-K 11/20/2017 11/20/2017
Abstract: On Nov. 20, registrant announced that Duncan Hughes, a 12-year banking veteran, joined the registrant as managing director, senior client manager and is responsible for further expanding the registrant's commercial and corporate client base in the Los Angeles region. Registrant announced that Christopher Patterson, a 12-year banking veteran, joined the registrant as managing director, senior client manager and is responsible for further expanding the registrant's commercial and corporate client base in Orange County. Registrant announced that Gregg Marsicano, a 32-year banking and finance veteran, joined the registrant as director, asset-based lending and is responsible for further developing new client relationships with, and providing asset-based, senior debt financing and banking solutions to, middle market commercial and corporate clients in the Pacific Northwest.
8-K 8-K 11/13/2017 11/9/2017
Abstract: On Nov. 13, registrant announced that Nicole Carrillo, its executive vice president and CFO, resigned from her position with the registrant, effective Nov. 9, and to continue as a consultant. Registrant also announced that Kevin Thompson joined as its executive vice president and CFO, effective Nov. 10, and is appointed to its executive committee. The consulting and employment agreement were included by exhibit.
8-K 8-K 11/9/2017 11/9/2017
Abstract: On Nov. 9, registrant announced that Ray Lopez joined the registrant as director, Fiduciary Banking. Registrant announced that James Hatter joined the registrant as senior vice president, senior client manager – Commercial Banking.
Investor Presentation IP 11/9/2017
Abstract: Third Quarter 2017 Investor presentation made by Opus Bank on November 9.
8-K 8-K 11/9/2017 11/9/2017
Abstract: Registrant reported that over the upcoming weeks, members of its senior management team will be presenting to or conducting one-on-one meetings with investors, analysts or other third parties about the registrant and its latest financial results. The investor presentation was included by exhibit.
10-Q 10-Q 11/9/2017 9/30/2017
8-K 8-K 11/6/2017 11/6/2017
Abstract: On Nov. 6, registrant announced that Kathryn Gonzales joined the registrant as senior vice president, head of sales integration.
8-K 8-K 11/2/2017 11/2/2017
Abstract: Registrant reported that as of Oct. 27, it entered into an exchange agreement with certain entities affiliated with Fortress Investment Group LLC.
8-K 8-K 10/31/2017 10/31/2017
Abstract: On Oct. 31, registrant announced that it further expanded pacific northwest commercial banking team.
8-K 8-K 10/24/2017 10/24/2017
Abstract: Registrant reported that on Oct. 23, it hosted a conference call and webcast to discuss its financial results for the quarter ended Sept. 30. The conference call transcript was included by exhibit.
Transcript ET 10/23/2017
Abstract: Transcript of Q3 2017 Opus Bank Earnings Call on 10/23/2017
8-K 8-K 10/23/2017 10/23/2017
Abstract: On Oct. 23, registrant reported its net income for the quarter ended Sept. 30. The slide presentation was included by exhibit.
Investor Presentation EP 10/23/2017 9/30/2017
Abstract: Presentation made by Opus Bank regarding its third quarter earnings, period ending September 30.
Earnings Release ER 10/23/2017 9/30/2017
8-K 8-K 10/16/2017 10/16/2017
Abstract: Registrant announced that it was recognized in the Civic 50 Orange County as one of the most community-minded companies in Orange County, Calif., by OneOC, Points of Light, and the Orange County Business Journal.
8-K 8-K 10/10/2017 10/10/2017
Abstract: On Oct. 10, registrant announced that its Merchant Banking division, through its broker-dealer subsidiary, Opus Financial Partners, served as financial advisor to Destination Pet LLC, a leading provider of a broad array of pet care services, on its placement of $30 million of debt and equity growth capital.

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